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Game Stop Short Sales
House Financial Services Committee
Game Stopped? Who Wins and Loses When Short Sellers, Social Media, and Retail Investors Collide, Part III
Thursday May 6, 2021 12:00 p.m.
Room: Remote Videoconference
H.R. ____, the "Capital Markets Engagement and Transparency Act of 2021."
H.R. ____, to amend the Investment Advisers Act of 1940 to limit the exemption provided for family offices from the definition of an investment adviser to those family offices with less than $750,000,000 in assets under management and for other purposes.
H.R. ____, to require the Securities and Exchange Commission to carry out a study on the impact of the gamification of online trading platforms, and for other purposes.
H.R. ____, to amend the Securities Act of 1934 to establish certain requirements with respect to retail investor options trading, and for other purposes.
H.R. ____, to amend the Securities Exchange Act of 1934 to prohibit payment for order flow.
H.R. ____, to amend the Securities Exchange Act of 1934 to prohibit trading ahead by market makers, and for other purposes.
Hon. Gary Gensler, Chairman, Securities and Exchange Commission
Mr. Mihael Bodson, President / Chief Executive Officer, Depository Trust & Clearing Corporation
Mr. Robert Cook, President / Chief Executive Officer, Financial Industry Regulatory Authority, Inc.